Broker Check

Our Process

In six steps, you and our team will:

1. Agree on how to work together: We will explain the services that we provide and define each of our responsibilities. Along with compensation and fees, we will discuss how long the professional relationship will last and how we will make decisions.

2. Gather information about your finances and set goals: You and our team will talk about your current financial situation and gather any necessary documents. Together, we will define your personal and financial goals, including timeframes. We will also discuss and assess your risk tolerance and comfort with investing.

3. Analyze and strategize: After gathering the data on your current financial situation, we will begin financial planning solutions to help toward meeting your goals. Our analysis will cover your assets, liabilities, cash flow, current insurance coverages, investments, retirement plans, and tax reduction strategies.

4. Develop recommendations: Next, we will go over our financial recommendations, explaining the rationale so that you can make an informed decision. We will address your questions and concerns and revise our recommendations if necessary.

5. Put your financial plan into motion: Once we’ve agreed on a plan of action, we will coordinate the necessary steps to move forward. Whether it is us initiating transfers, opening new accounts, or guiding you through a client initiated process, we are here implement your financial plan with the highest level of service.

6. Review progress and stay on track: As you work toward your goals, our team will continue to oversee your financial plan, and will make ourselves available for review. At these meetings, we will discuss progress, and, as life changes, we will make any necessary adjustments or recommendations.


Copyright 2011, Certified Financial Planner Board of Standards, Inc. All Rights Reserved. Reprinted with permission. 

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